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Journal of Clinical Oncology, Vol 26, No 15 (May 20), 2008: pp. 2489-2496 © 2008 American Society of Clinical Oncology. DOI: 10.1200/JCO.2007.13.7349 Phase II Study of Palifermin and Concurrent Chemoradiation in Head and Neck Squamous Cell Carcinoma
From the Departments of Radiation Oncology and Surgery, Duke University, Durham, NC; Department of Medical Oncology, Vanderbilt University, Nashville, TN; Department of Radiation Oncology, University of Pennsylvania, Philadelphia, PA; Department of Medicine and Oncology, University of Rochester, Rochester, NY; Division of Hematology Oncology, University of Miami Sylvester Comprehensive Cancer Center, Miami; Department of Radiation Oncology, Memorial Hospital, Hollywood, FL; Department of Radiation Oncology, University of Florida, Gainesville, FL; Department of Radiation Oncology, University of Alabama, Birmingham, AL; and Clinical Development and Biostatistics, Amgen Inc, Thousand Oaks, CA Corresponding author: David Brizel, MD, Duke University Medical Center, 05135 Morris Bld, Durham, NC 27710; e-mail: brizel{at}radonc.duke.edu
Purpose Acute mucositis is a dose-limiting toxicity of concurrent chemoradiotherapy regimens for locally advanced head and neck cancer. Palifermin (a recombinant human keratinocyte growth factor; N23-KGF) stimulates the proliferation and differentiation of mucosal epithelium to reduce mucositis in patients receiving intensive therapy for hematologic cancers. This study assessed the efficacy and safety of palifermin in patients receiving concurrent chemoradiotherapy for advanced head and neck squamous cell carcinoma. Patients and Methods In a phase II trial, standard radiotherapy was delivered in daily 2-Gy fractions to 70 Gy, or hyperfractionated radiotherapy was delivered in 1.25-Gy fractions twice daily to 72 Gy, over 7 weeks. Chemotherapy included cisplatin 20 mg/m2 for 4 days and continuous-infusion fluorouracil 1,000 mg/m2/d for 4 days on weeks 1 and 5 of irradiation. Patients were randomly assigned 2:1 to palifermin 60 µg/kg or placebo once weekly for 10 doses. A follow-up trial evaluated long-term survival.
Results Sixty-seven patients received palifermin and 32 received placebo. The median duration of grade Conclusion Ten once-weekly doses of palifermin at 60 µg/kg were well tolerated. Most patients completed treatment, but palifermin did not reduce the morbidity of concurrent chemotherapy and radiotherapy. Future studies should evaluate higher palifermin doses with longer and more standardized assessment of acute mucositis.
Mucositis develops early in the treatment of head and neck squamous cell carcinoma (HNSCC) and leads to odynophagia, dysphagia, infections, and treatment prolongation.1-3 Many patients require intensive and sustained nutritional support including feeding tube placement.4 Concurrent chemotherapy exacerbates the incidence, severity, and duration of mucositis making this toxicity dose limiting.5-7 No therapeutic strategies have consistently ameliorated treatment-induced mucositis in HNSCC.8-14
Keratinocyte growth factor (KGF) is a fibroblast growth factor (FGF-7)15,16 that stimulates cell proliferation, migration, differentiation, survival, and DNA repair, and induces detoxification of reactive oxygen species.17,18 Recombinant human KGF (palifermin;
A multicenter, double-blind, randomized, placebo-controlled study was conducted at 22 centers, of which 18 in Australia, Canada, and the United States accrued patients (online-only Appendix). All study treatment and most study assessments occurred during an initial 12-week treatment and evaluation period. During a short-term follow-up period through week 20, evaluations of toxicity resolution and patient-reported outcomes were performed. The trial was conducted September 1999 to May 2001. Patients who completed the randomized study could choose to enroll in a separate long-term follow-up study that is ongoing; this report includes survival data through September 2006.
Study Population Exclusion criteria. Patients were ineligible if they had prior head and neck radiation therapy, prior surgery for the primary tumor beyond biopsy, prior chemotherapy, or known allergy to Escherichia coli-derived products. Patients were excluded for participation in another investigational device/drug study within the prior 30 days, refusal to use adequate contraception during the study, or were pregnant or breast feeding. The study was approved by institutional review boards for every site, and each patient gave written informed consent before enrollment. The study was conducted in accordance with the Declaration of Helsinki and in compliance with guidelines and regulations from the US Food and Drug Administration, the Canadian Health Protection Branch, and the International Conference on Harmonisation Good Clinical Practice.
Treatment Conventional three field technique was utilized. Three-dimensional conformal treatment and intensity-modulated radiotherapy were not used. Field reductions at 39.5 to 40 Gy excluded the spinal cord. Involved posterior cervical nodes received electron boosts. Quality assurance was performed at the Radiation Therapy Quality Assurance Center (Tampa, FL) including an initial review of treatment fields and dose calculations during the first week of treatment. Two investigators (D.M.B., W.M.) performed a blinded review of all treatment fields after treatment completion. Chemotherapy. Cisplatin (CDDP) 20 mg/m2/d was administered as an intravenous bolus injection and fluorouracil 1,000 mg/m2/d as a continuous infusion on the first 4 days of the first and fifth weeks of radiation therapy. Patients were thoroughly hydrated before daily CDDP administration. Palifermin. Palifermin (Kepivance; Amgen Inc, Thousand Oaks, CA) 60 µg/kg or matching placebo was administered by intravenous bolus injection on Friday (study day 1) before the first week of CRT. Subsequent doses were administered for 7 consecutive weeks, on each Friday after completion of weekly radiation treatment. Two additional doses were given on weeks 8 and 9. This trial was double blinded and placebo controlled with a 2:1 ratio of palifermin:placebo. Stratification parameters included tumor location (oral cavity, oropharynx/nasopharynx, and hypopharynx/larynx) and radiation therapy schedule. Investigators could prescribe supportive care other than pilocarpine, amifostine, other biologic response modifiers, institutional mouthwash formulations, oral comfort aids, and prophylactic antimicrobials. Saline mouthwash and/or topical lidocaine/xylocaine were permitted. Hematopoietic growth factors were permitted for clinically labeled indications.
Data Collection Adverse-event reports were collected throughout the study. Tumor measurements for locoregional control were done at baseline and week 12 by magnetic resonance imaging or computed tomography scan. Amylase and lipase concentrations were measured at baseline and weeks 1, 5, and 12. Clinical laboratory tests (chemistry and hematology) were performed at a central laboratory. Antipalifermin antibodies were measured by enzyme-linked immunosorbent assay at baseline and week 12. Patients completing the randomized study and enrolling in the long-term follow-up study were assessed for overall survival and progression-free survival at 3, 6, 9, and 12 months, and then once annually. Survival assessments continued until death or loss to follow-up.
Statistical Considerations
A sample size of 99 patients was sufficient to detect a difference of 30% in duration of grade Secondary efficacy end points included incidence, duration, time to onset, and cumulative radiation therapy dose at onset of mucositis, dysphagia, and xerostomia; incidence of nonscheduled treatment breaks; and incidence of supplemental feeding, narcotic analgesic use, and antibiotic use. Subgroup analyses were performed to assess the influence of radiation therapy schedule (SRT or HRT) on efficacy end points. Safety end points included incidences of adverse events during weeks 1 to 20, tumor response rates at week 12, and Kaplan-Meier estimates with log-rank test for treatment comparison of progression-free and overall survival during long-term follow-up.
Study Population Ninety-nine of 100 patients who were randomly assigned (67 palifermin, 32 placebo) received at least one dose of study treatment and were evaluated. Baseline demographic and clinical characteristics were similar between groups (Table 1). Figure 1 summarizes patient disposition. Three patients in the palifermin group and one in the placebo group discontinued study treatment with adverse events not considered related to study treatment. Treatment completion rates were comparable between the palifermin and placebo groups. The median number of study treatment doses was 10 in each group, with a mean of 8.4 doses of palifermin and 9.1 doses of placebo.
The palifermin and placebo groups were comparable for median cumulative doses of study medication (587.4; interquartile range [IQR], 493.9 to 647.8; and 595.8; IQR, 512.3 to 628.0 µg/kg), CDDP (297.6; IQR, 248.0 to 320.0; and 313.5; IQR, 274.0 to 338.0 mg), and FU (14,680; IQR, 12,000 to 16,000; and 15,520; IQR, 13,600 to 16,920 mg). Fifty-nine patients (40 palifermin, 19 placebo) at 12 centers received SRT and 40 patients (27 palifermin, 13 placebo) at six centers received HRT. The palifermin and placebo groups were comparable for median cumulative doses of SRT (70.0; IQR, 70.0 to 70.0; and 70.0; IQR, 70.0 to 70.0 Gy [no spread in the data]) and HRT (71.5; IQR, 70.0 to 72.0 and 72.0; IQR, 71.5 to 72.0 Gy).
Mucositis
The incidence of grade 3 mucositis was lower in the palifermin group than in the placebo group (Fig 3A). The duration of grade 3 mucositis (Fig 2) was not significantly different between the palifermin and placebo groups (3.0 and 2.0 weeks, respectively; P = .177). There were no clear differences between the palifermin and placebo groups regarding the proportion of patients whose grade 3 mucositis resolved, time to onset of grade 3 mucositis, and radiation dose to onset of grade 3 mucositis. A greater decrease in the incidence of mucositis with palifermin treatment was observed among HRT-treated patients than among SRT-treated patients (Fig 3A). In addition, duration of mucositis was shorter in the palifermin group than in the placebo group among HRT-treated patients, but not among SRT-treated patients (Fig 2).
Dysphagia
The majority of patients had grade
Xerostomia
Other Efficacy End Points There were 44 patients (66%) in the palifermin group and 22 patients (69%) in the placebo group who received supplemental nutrition. Most of these patients—43 (64%) in the palifermin group and 20 (63%) in the placebo group—received supplementation nutrition by gastrostomy tubes, which were usually placed prophylactically before CRT. Patients were evaluated for toxicity resolution during weeks 12 to 20 using the RTOG toxicity scale. No differences were detected with respect to mucous membranes, salivary glands, or other organs during this interval.
Safety
The most commonly reported adverse events are presented in Table 2. Neutropenia (granulocytopenia) and dyspnea occurred with a greater incidence (
Transient, asymptomatic increases in serum amylase and lipase levels were observed in fewer than 10% of patients in the palifermin group. In these patients, mean serum amylase increased by 30% from baseline during the first week of treatment but returned to normal within 1 to 2 weeks. Mean changes in other chemistry and hematology parameters were similar between treatment groups. No antipalifermin antibodies were detected. Second primary tumors within 20 weeks were documented in two patients receiving palifermin (primary right tonsillar and esophageal) and none of the patients receiving placebo.
Survival
This trial evaluated the influence of once-weekly palifermin 60 µg/kg on the development of mucositis in HNSCC patients undergoing CRT. The observed median difference of 20% for the primary outcome, duration of grade 2 mucositis, between the palifermin and placebo groups in this study was not statistically significant. However it should be noted that the study was powered to identify a mean difference of 30%, based on the results of a previous phase I/II study.20 Secondary efficacy analyses likewise did not demonstrate clear benefits of this dose of palifermin for mucositis, dysphagia, or xerostomia during CRT.
A significant limitation of the trial design in retrospect was our assignment of a 12-week cutoff to the CTC scale for assessment of the primary end point of acute mucositis. Nearly 50% of patients in this trial still had grade Another study limitation was that mucositis grading was not standardized across the 18 study centers. Prospective mucositis assessment training of the investigators to decrease both interobserver and interinstitutional variability should have been performed.21 This practice is also now a standard component of ongoing trials.
Higher mucositis rates were reported in this study than in many other trials of CRT, probably because mucositis was the primary end point. Most CRT trials have assessed antitumor efficacy as the primary end point and suffer from underreporting bias with respect to toxicity end points.22-24 In a phase I/II study of palifermin in head and neck cancer that also used mucositis as a primary study end point,20 the rates of grade Sample size calculations assumed a 10% dropout rate. However, 25% and 13% of patients in the palifermin and placebo groups, respectively, discontinued the study early, primarily due to investigator decision. Future trials should have larger study populations and larger drop-out allowances. Most importantly, the dose of palifermin was probably too low. A dose of 3 x 60 µg/kg was administered in the pivotal transplant trial, before and after total-body irradiation (12 Gy at 1.2 Gy twice per day).25 The duration of severe mucositis was 1 to 2 orders of magnitude less in both arms of the transplant trial compared with this study, which is consistent with the much larger mucosal doses of RT delivered to patients with HNSCC. It is possible that 60 µg/kg applied once weekly still provided marginal protection to the HRT patients in this trial because of the similarity in fractionation regimen to the transplant trial. Recent studies have reported significantly higher levels of mucosal proliferation from palifermin at 120 µg/kg and 180 µg/kg compared with 60 µg/kg.26 Ongoing trials of palifermin during CRT for HNSCC use these higher doses. Palifermin was well tolerated compared with placebo and the majority of subjects in the palifermin group received all 10 scheduled doses. In the follow-up survival study, palifermin did not compromise rates of overall or progression-free survival through more than 5 years. Maintenance of antitumor therapeutic efficacy is a critical component of any cytoprotective program. Although the follow-up trial was inadequately powered to definitively address this concern, the longer follow-up relative to other pharmacologic radioprotection trials27-29 is a step in the right direction. In vitro study of human head and neck cancer cell lines has shown neither growth stimulation nor alteration in radiosensitivity from KGF exposures up to 2 days.30 Larger trials will improve the understanding of the clinical relevance of tumor stimulation.
Although all authors completed the disclosure declaration, the following author(s) indicated a financial or other interest that is relevant to the subject matter under consideration in this article. Certain relationships marked with a "U" are those for which no compensation was received; those relationships marked with a "C" were compensated. For a detailed description of the disclosure categories, or for more information about ASCO's conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors. Employment or Leadership Position: Dietmar Berger, Amgen (C); Mon-Gy Chen, Amgen (C) Consultant or Advisory Role: David M. Brizel, Amgen (C); Barbara A. Murphy, Amgen (C); David I. Rosenthal, Amgen (C); Stefan Gluck, Abraxis (C), Genentech (C), Pfizer (C), Sanofi (C), Amgen (C), Eli Lilly (C), Novartis (C), Merck (C), AstraZeneca (C), GlaxoSmithKline (C) Stock Ownership: David M. Brizel, Amgen; Dietmar Berger, Amgen; Mon-Gy Chen, Amgen Honoraria: Barbara A. Murphy, Amgen; Stefan Gluck, Abraxis, Genentech, Pfizer, Sanofi, Amgen, Eli Lilly, Novartis, Merck, AstraZeneca, GlaxoSmithKline Research Funding: David M. Brizel, Amgen; Barbara A. Murphy, Amgen; Stefan Gluck, Lilly, Pfizer, Genentech, Abraxis, Novartis, AstraZeneca; Ruby F. Meredith, Amgen Expert Testimony: None Other Remuneration: None
Conception and design: David M. Brizel, Dietmar Berger, Mon-Gy Chen Financial support: Dietmar Berger Provision of study materials or patients: David M. Brizel, Barbara A. Murphy, David I. Rosenthal, Kishan J. Pandya, Stefan Gluck, Herbert E. Brizel, Ruby F. Meredith, William Mendenhall Collection and assembly of data: David M. Brizel, David I. Rosenthal, Dietmar Berger Data analysis and interpretation: David M. Brizel, Barbara A. Murphy, David I. Rosenthal, Stefan Gluck, Dietmar Berger, Mon-Gy Chen Manuscript writing: David M. Brizel, David I. Rosenthal, Stefan Gluck, Dietmar Berger, Mon-Gy Chen Final approval of manuscript: David M. Brizel, Barbara A. Murphy, David I. Rosenthal, Kishan J. Pandya, Stefan Gluck, Herbert E. Brizel, Ruby F. Meredith, Dietmar Berger, Mon-Gy Chen, William Mendenhall
The following study investigators accrued patients (listed alphabetically): David Brizel, Durham, NC; Herbert Brizel, Hollywood, FL; Tony Eng, San Antonio, TX; Stefan Gluck, Calgary, Alberta, Canada; Don Goffinet, Stanford, CA; John Holland, Portland, OR; Michael Jackson, Camperdown, Australia; Anne-Marie Maddox, Little Rock, AR; William M. Mendenhall, Gainesville, FL; Ruby F. Meredith, Birmingham, AL; Barbara A. Murphy, Nashville, TN; James Oleson, Tucson, AZ; Kishan Pandya, Rochester, NY; Michael Poulsen, Queensland, Australia; David I. Rosenthal, Philadelphia, PA; Scott Sailer, Chapel Hill, NC; Gary Schreiber, Evanston, IL; and Te Vuong, Montreal, Ontario.
We thank Jonathan N. Latham, Amgen Inc, for writing assistance and Alan Rong, Amgen Inc, for performing statistical analyses.
Supported by Amgen Inc. Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.
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Int J Radiat Oncol Biol Phys 58:674-681, 2004[CrossRef][Medline] 15. Finch PW, Rubin JS, Miki T, et al: Human KGF is FGF-related with properties of a paracrine effector of epithelial cell growth. Science 245:752-755, 1989 16. Rubin JS, Osada H, Finch PW, et al: Purification and characterization of a newly identified growth factor specific for epithelial cells. Proc Natl Acad Sci U S A 86:802-806, 1989 17. Finch PW, Rubin JS: Keratinocyte growth factor/fibroblast growth factor 7, a homeostatic factor with therapeutic potential for epithelial protection and repair. Adv Cancer Res 91:69-136, 2004[Medline] 18. Finch PW, Rubin JS: Keratinocyte growth factor expression and activity in cancer: Implications for use in patients with solid tumors. J Natl Cancer Inst 98:812-824, 2006 19. Amgen Inc: Kepivance® (palifermin) prescribing information. Thousand Oaks, CA, 2006 20. 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Wasserman TH, Brizel DM, Henke M, et al: Influence of intravenous amifostine on xerostomia, tumor control, and survival after radiotherapy for head-and-neck cancer: 2-year follow-up of a prospective, randomized, phase III trial. Int J Radiat Oncol Biol Phys 63:985-990, 2005[CrossRef][Medline] 30. Ning S, Shui C, Khan WB, et al: Effects of keratinocyte growth factor on the proliferation and radiation survival of human squamous cell carcinoma cell lines in vitro and in vivo. Int J Radiat Oncol Biol Phys 40:177-187, 1998[CrossRef][Medline] Submitted July 29, 2007; accepted February 8, 2008.
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Copyright © 2008 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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