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Journal of Clinical Oncology, Vol 26, No 22 (August 1), 2008: pp. 3709-3714 © 2008 American Society of Clinical Oncology. DOI: 10.1200/JCO.2007.10.8332 Combination Targeted Therapy With Sorafenib and Bevacizumab Results in Enhanced Toxicity and Antitumor Activity
From the Medical Oncology Branch, Biostatistics and Data Management Section, and Genetics Branch, Center for Cancer Research; Cancer Therapy Evaluation Program, Clinical Pharmacology Program, National Cancer Institute; and Diagnostic Radiology Department, Magnuson Clinical Center, National Institutes of Health, Bethesda, MD Corresponding author: Elise C. Kohn, MD, Laboratory of Pathology, National Cancer Institute, 10 Center Dr, MSC1500, Bethesda, MD 20892; e-mail: kohne{at}mail.nih.gov
Purpose Sorafenib inhibits Raf kinase and vascular endothelial growth factor (VEGF) receptor. Bevacizumab is a monoclonal antibody targeted against VEGF. We hypothesized that the complementary inhibition of VEGF signaling would have synergistic therapeutic effects. Patients and Methods Patients had advanced solid tumors, Eastern Cooperative Oncology Group performance status of 0 to 1, and good end-organ function. A phase I dose-escalation trial of sorafenib and bevacizumab was initiated at below-recommended single-agent doses because of possible overlapping toxicity: sorafenib 200 mg orally twice daily and bevacizumab intravenously at 5 mg/kg (dose level [DL] 1) or 10 mg/kg (DL2) every 2 weeks. Additional patients were enrolled at the maximum-tolerated dose (MTD).
Results Thirty-nine patients were treated. DL1 was the MTD and administered in cohort 2 (N = 27). Dose-limiting toxicity in DL2 was grade 3 proteinuria and thrombocytopenia. Adverse events included hypertension, hand-foot syndrome, diarrhea, transaminitis, and fatigue. Partial responses (PRs) were seen in six (43%) of 13 patients with ovarian cancer (response duration range, 4 to 22+ months) and one of three patients with renal cell cancer (response duration, 14 months). PR or disease stabilization Conclusion Combination therapy with sorafenib and bevacizumab has promising clinical activity, especially in patients with ovarian cancer. The rapidity and frequency of sorafenib dose reductions indicates that sorafenib at 200 mg twice daily with bevacizumab 5 mg/kg every 2 weeks may not be tolerable long term, and alternate sorafenib dosing schedules should be explored.
Small-molecule signal transduction inhibitors (STIs) with oral bioavailability have demonstrated single-agent clinical activity in tumors with documented molecular defects in dominant biochemical pathways. Signaling pathway targets inhibited by STIs include the bcr-abl fusion protein in chronic myelogenous leukemia and c-kit or epidermal growth factor receptor mutations in gastrointestinal stromal tumors and non–small-cell lung cancer.1-3 Combinatorial strategies using signal inhibitory agents with related targets have the potential for induced biochemical and clinical synergism,4 with the expectation that therapeutic interruption of pathways in series (vertical inhibition) may be successful using lower doses of complementary agents that intersect the pathway at multiple sites. Sorafenib is a STI against Raf kinase and vascular endothelial growth factor (VEGF) receptor-2.5 Raf kinase is a downstream modulator of the VEGF signaling pathway. Clinical benefits observed with sorafenib alone have resulted in United States Food and Drug Administration approval for its use in advanced renal cell carcinoma (RCC).6 Bevacizumab, a VEGF-neutralizing monoclonal antibody, has been shown to prolong progression-free survival (PFS) for patients with RCC when administered at doses of 10 to 15 mg/kg every 2 to 3 weeks.7 Bevacizumab also demonstrated single-agent activity in relapsed epithelial ovarian cancer (EOC), with a response rate of 17%.8 The addition of bevacizumab to chemotherapy has resulted in improved survival in phase III studies in patients with metastatic colorectal and non–small-cell lung cancers.9,10 We hypothesized that sorafenib and bevacizumab would act in series in the VEGF pathway (Fig 1), inhibiting ligand-receptor interaction, receptor activation, and propagation of downstream signals that both produce VEGF and increase endothelial cell proliferation, survival, and vascular remodeling.11 Here we report the first trial targeting VEGF signaling in series with combination therapy and demonstrate increased anti-VEGF–associated toxicities with promising clinical activity.
Eligibility This study was approved by the institutional review board of the National Cancer Institute. Written informed consent was obtained from all patients before enrollment. Eligibility requirements were as follows: patients were required to have solid tumors without curative treatment options, no treatment for at least 4 weeks, Eastern Cooperative Oncology Group performance status of 0 to 1, leukocyte count 3,000/µL, absolute neutrophil count more than 1,200/µL, platelet count 100,000/µL, serum creatinine 1.5 mg/dL, transaminases 2.5x upper limit of normal, bilirubin 1.5 mg/dL, and normal amylase and lipase. Coagulation parameters within 1.25x upper limit of normal and (corrected) blood pressure (BP) of 140/90 mmHg were required. Preexisting treatment-related toxicity must have recovered to grade 1 or better. Patients with brain metastases, cardiac arrhythmias requiring treatment, active infection, hemoptysis, recent thrombosis, or bleeding diatheses were excluded. Patients could not have been previously treated with either experimental agent.
Treatment Plan and Dose Modifications
Dose-Limiting Toxicity and Dose Modifications Dose-limiting toxicity (DLT) was defined as any recurrent grade 2 or any grade 3 to 4 event related to study medications occurring within the first 6 weeks of treatment as delimited by the Common Terminology Criteria for Adverse Events (version 3) with the following exception12: patients with a history of hypertension requiring therapy were allowed one additional antihypertensive drug, whereas up to two agents could be introduced to previously normotensive patients. Dose levels were expanded to six patients if a DLT was observed. If two or more patients were found to have DLT, the MTD was considered to be exceeded. Documented grade 2 or 3 toxicity required a hold in therapy until resolution to grade 1. Patients had their dose reduced by one level for grade 3 toxicity or recurrent grade 2 toxicity; treatment was discontinued for grade 4 toxicity. Patients underwent BP measurement daily for the first 4 weeks; BP in excess of 160/100 mmHg required intervention, with stability below that level for 3 days.
Patient Monitoring and Response Assessment
Patient Accrual Thirty-nine patients were accrued between November 2004 and September 20071 (Table 2). As of September 1, 2007, 250+ cycles of therapy have been administered (median, four cycles; range, 1 to 22+ cycles). Tumor types represented included EOC (n = 13), melanoma (n = 7), RCC (n = 3), and sarcoma (n = 5).
Toxicity Doses administered were initiated below approved single-agent dose because of concerns of potentiating toxicity. Unexpected severity of toxicity was seen, preventing full dose escalation (Table 3). A DLT of recurrent grade 2 hand-foot syndrome (HFS) was noted in dose level (DL) 1. This patient with refractory EOC had extensive abdominal and serosal involvement at presentation and also developed an abscess at the site of abdominal subcutaneous tumor 2 weeks into treatment. The abscess was caused by a grade 2 enterocutaneous fistula occurring at a site of marked and rapid tumor reduction. Sorafenib dose was reduced to 200 mg/d and the patient had a continuing partial remission (PR) until withdrawal owing to travel weariness at 21 months. Grade 3 toxicities in DL1 were delayed.
DLT of grade 3 thrombocytopenia and proteinuria (4.8 and 5.2 gm/24 hours) were observed in DL2. Grade 3 proteinuria resolved within 3 and 6 weeks, respectively, and the patients continued treatment after bevacizumab dose reduction. Grade 3 thrombocytopenia, nadir 46,000/µL, occurred in the patient with the greatest proteinuria and resolved after 21 days. Neither thrombocytopenia nor proteinuria recurred after bevacizumab dose reduction. DL1 is the dose level onto which patients in cohort 2 were enrolled. Dose modifications of sorafenib occurred on both dose levels. Five of the six patients treated at DL1 had sorafenib dose reduction by the fourth cycle of therapy (median, 2.5 cycles); none required reduction of bevacizumab. Sorafenib dose reduction occurred in all six patients treated at DL2 by the mid fourth cycle (median, three cycles). There was no difference in time to dose reduction for patients in cohort 2, who received single-agent therapy for 1 month, compared with the dose-finding cohort in which both drugs were administered concurrently. Overall, 29 (74%) of 39 patients required sorafenib reduction to a single daily dose of 200 mg at a median of four cycles (range, one to 12 cycles). Common other causes of dose reductions were HFS (n = 7), anorexia/fatigue/weight loss (n = 6), and hypertension (n = 4). Four of six patients treated at DL2 required dose reduction of bevacizumab within the first 8 weeks for hypertension (n = 2) and proteinuria (n = 2). No differences were seen for number, extent, or timing of cumulative hypertension and HFS between the two cohorts of patients. Hypertension was an expected adverse event for both agents. Twenty-six (67%) of 39 patients developed hypertension and required institution or modification of an antihypertensive regimen. Treatment was discontinued for two patients with hypertension uncontrolled on maximally allowable treatment after two and six cycles. Both patients had preexisting hypertension. We observed HFS in 25 (76%) of 30 patients treated at DL1 and six (100%) of six patients treated at DL2. Patients experienced skin redness, scaling, and pain, occurring most commonly in hands and feet. Use of emollients provided some relief, as well as addition of pyridoxine in doses up to 400 mg administered twice per day. Temporary cessation of sorafenib administration was associated with a rapid symptom improvement, allowing reinstitution of drug within 3 to 5 days. Reduction to a single dose of 200 mg was associated with reduced HFS severity. All patients but one were able to continue with infrequent dose interruption. Two patients with EOC developed fistulae in areas of rapid tumor regression; the first is discussed above. The second patient (DL2) developed a grade 2 enterovaginal fistula 2 weeks into therapy; treatment was discontinued at 4 months because of a persistent bacterial infection in her left gluteal muscle that was later shown to be caused by an enterocutaneous fistula at a site of tumor regression. She had a confirmed PR before therapy discontinuation. Neither fistula event was dose limiting; both were associated with rapid disease regression, were managed conservatively, and both patients had confirmed PRs. A patient with melanoma (cohort 2) underwent emergency surgery for a perforated appendix 4 months into study. Pathology was inconclusive in determining causality: infection, tumor, and/or investigational drugs. One study death occurred after treatment was discontinued for a patients in cohort 2 with liposarcoma metastatic to lung. Treatment was halted after four cycles when cavitation of a pulmonary hilar mass was seen; 1 week later, the patient experienced massive hemoptysis and died.
Clinical and Tumor Response
Pharmacokinetic and Cytokine Studies Blood was drawn for pharmacokinetic studies for the 24 patients enrolled in the translational cohort and randomly assigned to single-agent treatment for the first cycle (Appendix). No difference in sorafenib or bevacizumab concentrations were demonstrated between single-agent and dual-drug therapy; analysis of bevacizumab pharmacokinetics is limited because bevacizumab had not reached steady-state by the time of introduction of sorafenib. The majority of bevacizumab concentrations fell into a predicted 10th to 90th percentile range for bevacizumab administered at 5 mg/kg every 2 weeks, as determined by population modeling. Plasma VEGF concentrations were measured before treatment and monthly. A consistent increase in plasma VEGF concentration was observed from on-study through cycle 4, incorporating all tested patients. The most prominent changes were noted between baseline and cycle 1 of the arm with bevacizumab monotherapy (median change, 414 µg/mL; range, –74 to 766 µg/mL; P = .006 by two-tailed Wilcoxon signed rank test) and between baseline and cycle 2 of the same arm (median change, 540 µg/mL; range, 24 to 965 µg/mL; P = .004).
Inhibition of angiogenesis has emerged as an important therapeutic strategy.14 Several classes of agents have been developed to exploit this multistep process.15 The specificity of the agents is varied, with highly specific antiligand monoclonal antibodies and others with more promiscuous activity, such as some STIs.16,17 We hypothesized that use of STIs in series would yield activity at or below defined single-agent doses and postulated that bevacizumab and sorafenib would have supra-additive effects against the VEGF pathway. Interruption of VEGF-2 receptor to Raf-kinase downstream signaling would be expected to yield reduced VEGF production and inhibition of vascular proliferation and survival pathways through dysregulation of both feed-forward and feed-back loops.19,20 This marks the first reported study of combination therapy with two anti-VEGF targeted agents applied in series. Our findings confirmed that this combination resulted in an unexpected degree of toxicity at the lower combined doses, with some clinical activity in ovarian cancer and other solid tumors. Our trial design increased the dose of each agent sequentially. We were unable to escalate either agent to its full single-agent dose when sorafenib was combined with bevacizumab. The MTD as defined by the protocol was sorafenib 200 mg twice daily with every other week bevacizumab at 5 mg/kg. However, even with both drugs being administered at doses lower than recommended for single-agent treatment, 29 (74%) of 39 patients required sorafenib dose reduction to 200 mg daily, with median time to dose reduction of three cycles. Eleven of 12 patients who remained on the study for 6 months or more had to have their dose reduced to sorafenib 200 mg once daily. The biologic and clinical activity of this low dose of sorafenib, which is one quarter of the recommended single-agent dose, has not been determined. However, the patients did not seem to lose clinical benefit after sorafenib reduction to this dose when given with bevacizumab. All seven patients with PRs had dose reduction of sorafenib to 200 mg daily occurring between two and 11 cycles; they stabilized or continued to have tumor shrinkage up to 22+ months. Taken together, these findings indicate that sorafenib given at 200 mg twice daily is not tolerable over time and that alternative dosing schedules should be explored. We are currently investigating a schedule in which sorafenib is taken twice daily for 5 of 7 days; our phase II study of this combination in ovarian cancer is using that dosing scheme. The dose of bevacizumab used is also half or less of the dose exposure in other solid tumor studies.7 We were unable to escalate bevacizumab to 10 mg/kg every 2 weeks because of massive proteinuria (two patients) and thrombocytopenia (one patient). Delayed toxicities in this dose level included hypertension (five patients) and exacerbation of sorafenib-associated toxicities (four patients). Sorafenib toxicities worsened when bevacizumab was escalated to 10 mg/kg every 2 weeks in DL2. This suggests that addition of the second agent may have further interrupted the vascular signaling pathways in a dynamic fashion that resulted in cross-over toxicity. Pharmacokinetic analysis did not show altered sorafenib concentrations in the presence of bevacizumab. Treatment with both agents did demonstrate a trend toward increasing VEGF levels. In the single-agent study, sorafenib 400 mg twice daily improved PFS for patients with RCC,6 and Bukowski et al21 reported increasing VEGF concentrations with single-agent sorafenib treatment in RCC. They showed that high on-study VEGF concentration was an independent predictor of PFS. We were unable to perform such an analysis, as only four of the patients with a response were in the translational cohort that included cytokine analysis. These end points have been incorporated into our recently initiated phase II study of this combination in ovarian cancer. Hypertension has been observed with both agents. Patients receiving full-dose single-agent sorafenib (400 mg twice daily) were reported to have systolic BP increase of 20 mmHg (80%), but only two of the 20 patients required antihypertensives.22 Multiple studies with bevacizumab have reported grade 3 hypertension in up to 25% of patients.23 The etiology of the hypertension remains unknown but may involve decreased levels of the VEGF-stimulated vasodilator, nitric oxide, or endothelial dysfunction with capillary rarefaction.23,24 In our study, 26 (67%) of 39 patients experienced grades 1 to 4 hypertension, with four patients requiring dose reductions of sorafenib for hypertension; two had to discontinue treatment because of inability to control hypertension within the protocol guidelines. HFS has been reported to occur with single-agent sorafenib treatment, with frequencies ranging from 25% to 50%.25,26 We report a 79% incidence of grade 1 to 3 HFS that was manageable with symptomatic treatment and dose reduction; only one patient had grade 3 HFS, and one other patient had to discontinue treatment because of recurrent grade 2 HFS. Reduction of sorafenib dose to 200 mg once daily decreased the severity of hypertension and HFS, allowing patients to remain on therapy. Some clinical benefit was observed in 31 of 37 assessable patients. These patients were heavily pretreated with cytotoxic agents, with a median of five previous treatments, and all had documented progressive disease before study. Six (46%) of the 13 patients with ovarian cancer had PR, and three patients had disease stabilization for at least 4 months. A phase II study of single-agent bevacizumab (15 mg/kg every 3 weeks) in patients with relapsed ovarian cancer with two or fewer prior regimens yielded a 21% response rate, with 40% of patients progression-free at 6 months; a second phase II trial of bevacizumab alone in platinum-resistant patients with EOC with three or fewer prior regimens demonstrated a response rate of 16%, with a median PFS of 4.4 months.8,27 Our results show a promising response rate in heavily pretreated patients with EOC, providing the impetus for our ongoing phase II study of this combination. Two of seven patients with melanoma had stable disease lasting 4 to 6 months with tumor reduction that did not meet Response Evaluation Criteria In Solid Tumors response criteria; both of these patients had treatment discontinuation for toxicity (appendiceal perforation in one patient and hypertension in the other patient). The one patient with peritoneal mesothelioma received therapy for 20 months and had a persistent 68% reduction in CA-125. Five patients had sarcomas; one patient with leiomyosarcoma received treatment for 14 months. Sosman et al28 are evaluating these two drugs in a phase I/II trial in RCC and have seen partial responses in four of 14 assessable patients at last report. Further study of this drug combination might also be considered in melanoma, sarcoma, and mesothelioma. This study demonstrates preliminary evidence for potential clinical benefit of this combination of STIs, albeit with therapy-limiting toxicities. The combination of the low-dose sorafenib and bevacizumab was at least supra-additive in adverse events with a greater intensity, rapidity, and frequency of side effects. It should be considered experimental and only used in a clinical trial setting pending phase II studies and further toxicity assessment. This combination holds promise for clinical benefit in multiple tumor types, especially ovarian cancer. Combinations such as this may produce additive, synergistic, or antagonistic toxicity or antitumor activity. Hainsworth et al18 reported a 25% response rate and 1-year PFS of 43% in patients with metastatic RCC treated with full-dose erlotinib and bevacizumab. On the basis of our results, it may not be necessary or advisable to institute therapy with these agents at the single-agent MTDs in combination, even in the absence of anticipated pharmacodynamic interactions. Rational combinatorial strategies with targeted STIs may result in enhanced activity and/or toxicity in patients with cancer. Our study was not designed to test this hypothesis. Our findings point toward the importance of understanding the downstream signaling effects of agents to better predict toxicity and adjust clinical monitoring.
The author(s) indicated no potential conflicts of interest.
Conception and design: Nilofer S. Azad, Edwin M. Posadas, Virginia E. Kwitkowski, Christina M. Annunziata, Lori Minasian, Gisele Sarosy, Herbert Kotz, Helen X. Chen, John J. Wright, William D. Figg, Elise C. Kohn Financial Support: William D. Figg Administrative support: Virginia E. Kwitkowski, Seth M. Steinberg, Ahalya Premkumar, Deborah McNally Provision of study materials or patients: Virginia E. Kwitkowski, Seth M. Steinberg, Lori Minasian, Herbert Kotz, Catherine Chow, Helen X. Chen, John J. Wright, Elise C. Kohn Collection and assembly of data: Nilofer S. Azad, Edwin M. Posadas, Virginia E. Kwitkowski, Seth M. Steinberg, Lokesh Jain, Christina M. Annunziata, Lori Minasian, Gisele Sarosy, Herbert Kotz, Ahalya Premkumar, Liang Cao, Deborah McNally, Catherine Chow, William D. Figg, Elise C. Kohn Data analysis and interpretation: Nilofer S. Azad, Seth M. Steinberg, Lokesh Jain, Liang Cao, Deborah McNally, Catherine Chow, William D. Figg, Elise C. Kohn Manuscript writing: Nilofer S. Azad, Edwin M. Posadas, Elise C. Kohn Final approval of manuscript: Nilofer S. Azad, Edwin M. Posadas, Virginia E. Kwitkowski, Lokesh Jain, Christina M. Annunziata, Lori Minasian, Gisele Sarosy, Herbert Kotz, Deborah McNally, Catherine Chow, Helen X. Chen, John J. Wright, Elise C. Kohn
Supplemental Methods Sample size estimate. The expansion phase was enrolled to evaluate multiple translational studies that are presently being evaluated and will be reported in the future. To be conservative, we calculated the sample size required under the assumption that a Bonferroni adjustment would be required for the primary evaluations to be performed. In practice, a Hochberg adjustment was be used to evaluate the significance of the multiple comparisons, which is not as stringent as a Bonferroni adjustment, but will still maintain an overall .05 significance level for the comparisons performed. Furthermore, because this study was mainly pilot in intent, the findings will be reported in that context.
The sample size of 10 patients per arm will provide 80% power to detect a difference equal to 1.5 standard deviations of the change from baseline for each parameters, with an overall Sorafenib pharmacokinetics. A validated liquid chromatography tandem mass spectrometry method was used for determination of sorafenib concentration in plasma samples using ([2H3, 15N] sorafenib) as internal standard. The workable concentration range for the method was 5 to 2,000 ng/mL, with mean accuracy and precision, for quality control samples, ranging from 92.86% to 99.88% and 1.19% to 4.53%, respectively. Pharmacokinetic parameters, including area under the curve (AUC0-12), maximum concentration (Cmax), and time to maximum concentration (tmax) for sorafenib were calculated by noncompartmental analysis using WINNonlin professional software version 5.0 (Pharsight Corporation, Mountain View, CA). The accumulation after second dose was calculated as the ratio of AUC0-12 at steady-state (cycle 2, after first dose for 0 to 12 hours) to that of the AUC0-12 calculated after first dose (cycle 1, after first dose for 0 to 12 hours). Bevacizumab pharmacokinetics. Blood samples were obtained at each visit once bevacizumab therapy had been initiated to measure anti-VEGF levels by standard enzyme-linked immunosorbent assay. This was done through Cancer Therapy Evaluation Program by Genentech (San Francisco, CA). The anti-VEGF assay for human serum samples was a validated sandwich antigen enzyme-linked immunosorbent assay (Genentech). Briefly, plates were coated with recombinant human VEGF. Samples, standards, and controls were added, then goat antihuman immunoglobulin G Fc conjugated to horseradish peroxidase. Lastly, tetramethyl benzidine peroxidase substrate was added to produce a colorimetric signal. The minimum quantifiable concentration was 78 ng/mL. Accuracy of matrix controls at high, middle, and low concentrations in the assay ranged from 84% to 125%, and precision for the same controls ranged from 11% to 15%. VEGF concentration analysis. For VEGF assay, an antibody pair was obtained from R&D Systems (MAB293 and AB293; Minneapolis, MN). The VEGF assay was developed with electrochemiluminescence technology (Meso-Scale Discovery, Gaithersburg, MD) using avidin-coated plates. The capture antibody MAB293 is biotin-conjugated, and detection antibody AB293 is sulfo-tag conjugated. For plasma VEGF testing, recombinant VEGF was used to generate a standard curve (r2 > 0.99). The plasma VEGF levels were determined with GraphPad Prism (La Jolla, CA).
We thank M. Yu for his support in sample processing, Shveta Tiwari for her data management support, S. Girish, PhD, and colleagues for their work with the bevacizumab pharmacokinetic analysis, and Y. Yu, PhD, for his work with the VEGF analysis.
Supported by the Intramural Research Program of the National Institutes of Health, National Cancer Institute, Center for Cancer Research. Both N.S.A. and E.M.P. contributed equally to this work. Presented in part at 42nd Annual Meeting of the American Society of Clinical Oncology, June 2-6, 2006 Atlanta, GA. Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article. Clinical Trials repository link available on www.JCO.org.
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Wilhelm S, Chien DS: BAY 43-9006: Preclinical data. Curr Pharm Des 8:2255-2257, 2002[CrossRef][Medline] 18. Hainsworth JD, Sosman JA, Spigel DR, et al: Treatment of metastatic renal cell carcinoma with a combination of bevacizumab and erlotinib. J Clin Oncol 23:7889-7896, 2005 19. Akula SM, Ford PW, Whitman AG, et al: B-Raf-dependent expression of vascular endothelial growth factor-A in Kaposi sarcoma-associated herpesvirus-infected human B cells. Blood 105:4516-4522, 2005 20. Okajima E, Thorgeirsson UP: Different regulation of vascular endothelial growth factor expression by the ERK and p38 kinase pathways in v-ras, v-raf, and v-myc transformed cells. Biochem Biophys Res Commun 270:108-111, 2000[CrossRef][Medline] 21. Bukowski RM, Eisen T, Szczylik C, et al: Final results of the randomized phase III trial of sorafenib in advanced renal cell carcinoma: Survival and biomarker analysis. J Clin Oncol 25:240s, 2007 (suppl; abstract 5023) 22. 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Copyright © 2008 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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