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Originally published as JCO Early Release 10.1200/JCO.2007.15.9277 on July 28 2008 © 2008 American Society of Clinical Oncology. Addition of Rituximab to Standard Chemotherapy Improves the Survival of Both the Germinal Center B-Cell–Like and Non–Germinal Center B-Cell–Like Subtypes of Diffuse Large B-Cell Lymphoma
From the Departments of Pathology and Microbiology; Biostatistics; and Internal Medicine, University of Nebraska Medical Center, Omaha, NE Corresponding author: Julie M. Vose, MD, Department of Internal Medicine, University of Nebraska Medical Center, 98760 Nebraska Medical Center, Omaha, NE 68198-7680; e-mail: jmvose{at}unmc.edu
Purpose Diffuse large B-cell lymphoma (DLBCL) includes at least two prognostically important subtypes (ie, germinal center B-cell–like [GCB] and activated B-cell–like [ABC] DLBCL), which initially were characterized by gene expression profiling and subsequently were confirmed by immunostaining. However, with the addition of rituximab to standard chemotherapy, the prognostic significance of this subclassification of DLBCL is unclear. Patients and Methods We studied 243 patient cases of de novo DLBCL, which included 131 patient cases treated with rituximab plus standard chemotherapy (rituximab group) and 112 patient cases treated with only standard chemotherapy (control group). The cases were assigned to GCB or non-GCB subgroups (the latter of which included both ABC DLBCL and unclassifiable DLBCL) on the basis of immunophenotype by using the Hans method. Clinical characteristics and survival outcomes of the two patient groups were compared. Results The clinical characteristics of the patients in the rituximab and the control groups were similar. Compared with the control group, addition of rituximab improved the 3-year overall survival (OS; 42% v 77%; P < .001) of patients with DLBCL. Rituximab-treated patients in either the GCB or the non-GCB subgroups also had a significantly improved 3-year OS compared with their respective subgroups in the control group (P < .001). In the rituximab group, the GCB subgroup had a significantly better 3-year OS than the non-GCB subgroup (85% v 69%; P = .032). Multivariate analyses confirmed that rituximab treatment was predictive for survival in both the GCB and the non-GCB subgroups. Conclusion In this retrospective study, we have shown that the subclassification of DLBCL on the basis of the cell of origin continues to have prognostic importance in the rituximab era.
Diffuse large B-cell lymphoma (DLBCL) is the most common lymphoid malignancy, as it accounts for approximately one third of all patient cases of non-Hodgkin's lymphoma (NHL) diagnosed each year.1 DLBCL is an aggressive disease, and more than one half of the patients will eventually die of the disease after standard cyclophosphamide, doxorubicin, vincristine, and prednisone (CHOP) or CHOP-like chemotherapy. During the past few years, studies have shown that the addition of rituximab to CHOP-like chemotherapy significantly improves the clinical outcome of patients with DLBCL.2-5 From both biologic and clinical perspectives, DLBCL is a heterogeneous disease that includes at least three major, prognostically important subtypes (ie, germinal center B-cell–like [GCB] DLBCL, activated B-cell–like [ABC] DLBCL, and primary mediastinal large B-cell lymphoma [PMBL]), as defined by gene expression profiling studies.6-11 Some patient cases do not fit into any of these categories and have been designated as unclassifiable DLBCL.7,11 Subsequent studies have demonstrated that GCB and ABC DLBCL differ in the presumptive cell of origin,12 pathogenetic mechanisms,13-16 and survival.7,9 This classification of DLBCL has also been shown to be clinically applicable by using an immunostaining approach.17DLBCL can be subclassified on the basis of the differential expression of CD10, BCL-6, and MUM-1 into either GCB or non-GCB subgroups. The GCB subgroup includes both GCB DLBCL and PMBL, and the non-GCB subgroup includes both ABC DLBCL and unclassifiable DLBCL, as defined by gene expression profiling. Various studies have shown that this classification on the basis of the cell of origin is an important independent prognostic factor for patients who are treated with CHOP or CHOP-like chemotherapy.17-19 Expression of individual biomarkers by the tumor cells, such as BCL-2, also may provide important prognostic information in DLBCL.20-23 However, different studies have yielded conflicting and inconclusive results, which probably reflects the heterogeneity of the disease and the various methods used. For example, overexpression of BCL-2 has been associated with an adverse outcome in patients with DLBCL who were treated with CHOP-like chemotherapy in some studies,20-23 but it has not been associated in others.24,25 However, by using a classification on the basis of the cell of origin, the significance of some biomarkers has been clarified. Specifically, we have recently shown that BCL-2 overexpression is a significant prognostic factor in ABC DLBCL but not in GCB DLBCL.26 Because nearly all studies of prognostic indicators in DLBCL have used survival outcomes after treatment with CHOP-like regimens, it is unclear whether these prognostic indicators continue to be relevant for patients with DLBCL who were treated with rituximab plus CHOP-like chemotherapy. Recently, Nyman et al27 found that the addition of rituximab to standard chemotherapy appeared to eliminate the prognostic value of the immunohistochemically defined GCB and non-GCB subtypes of DLBCL. This finding suggests that prognostic markers need to be re-evaluated in the rituximab era. Several reports have also shown that the addition of rituximab to standard chemotherapy eliminates the prognostic significance of BCL-2 overexpression in DLBCL.28-30 Therefore, we decided to perform a retrospective analysis of the outcome of our patients with DLBCL who were treated with rituximab plus standard chemotherapy versus those who were treated with standard, CHOP-like, chemotherapy alone. We found that the addition of rituximab to standard chemotherapy improved the survival of patients in both the GCB- and non-GCB subgroups of DLBCL. In our study, immunohistochemical subclassification on the basis of the cell of origin17 continues to be a prognostic marker in patients with DLBCL who were treated with rituximab plus standard chemotherapy.
Patients The study population consisted of 243 patients with de novo DLBCL who were treated by the Nebraska Lymphoma Study Group between 1987 and 2005. One hundred thirty-one patients received rituximab plus standard CHOP or CHOP-like chemotherapy (rituximab group), whereas 112 patients were treated with CHOP or CHOP-like chemotherapy alone (control group). The chemotherapy regimens used were all anthracycline-based and included CHOP; cyclophosphamide, mitoxantrone, vincristine, and prednisone (CNOP); or cyclophosphamide, doxorubicin, procarbazine, bleomycin, vincristine, prednisone (CAPBOP). All patients in the rituximab group were treated with CHOP or CNOP regimens plus rituximab; in the control group, 97 patients (87%) were treated with CHOP or CNOP regimens, and 15 patients (13%) were treated with the CAPBOP regimen. The median follow-up for the control and the rituximab-treated patients were 6.4 years (range, 1.4 to 12.3 years) and 3.2 years (range, 0.5 to 7.9 years), respectively. This study was approved by the institutional review board of the University of Nebraska Medical Center.
Tissue Microarray Immunohistochemistry
Statistical Analysis
Patient Characteristics There were 243 patients in the study; the median age was 68 years (range, 20 to 94 years); and there were 125 men (51%) and 118 women (49%). At the time of analysis, 98 patients (40%) had died, and 145 (60%) were alive at last contact. The median follow-up of the surviving patients was 3.8 years (range, 0.5 to 12.3 years). Of the 243 patients, the rituximab group consisted of 131 patients, and 112 patients were in the control group. The median age of the rituximab group (63 years; range, 20 to 89 years) was lower than that of the control group (70 years; range, 20 to 94 years; P = .05). Otherwise, the clinical features were not significantly different between the rituximab and control groups. The distribution of immunohistochemically defined GCB and non-GCB phenotypes was also similar between the two groups (P = .48; Appendix Table A2, online only).
Addition of Rituximab to Standard Chemotherapy Improved the Survival of Patients With DLBCL
Addition of Rituximab to Standard Chemotherapy Improved the Survival of Patients in Both the GCB and Non-GCB Subgroups To study the impact of rituximab on the predictive value of subclassification on the basis of the cell of origin, we examined the survival outcomes according to treatment in the GCB or non-GCB subgroups, as defined by immunohistochemical stains. Patients in the GCB subgroup who received rituximab plus standard chemotherapy had a significantly better survival than those treated with standard chemotherapy alone (3-year OS, 85% v 52%, P < .001; 3-year EFS, 67% v 47%, P = .005; Figs 2A and 2B). The results of Cox multivariate proportional hazards analysis confirmed the prognostic effect of rituximab in the GCB subgroup (P = .0043). The IPI score and rituximab treatment were the only independent prognostic factors for OS in patients with GCB DLBCL, and rituximab treatment was also an independent prognostic factor for EFS in patients with GCB DLBCL (Table 1).
Similarly, patients with non-GCB disease who received rituximab in combination with standard chemotherapy had a significantly better survival than those treated with standard chemotherapy alone (3-year OS, 69% v 33%, P < .001; 3-year EFS, 52% v 29%, P < .001; Figs 2C and 2D). The results of multivariate analysis also confirmed the prognostic effect of rituximab treatment on OS in the non-GCB subgroup (P = .0002). Both the IPI score and rituximab treatment were independent prognostic factors for OS and EFS in patients with non-GCB DLBCL (Table 1).
Subclassification on the Basis of the Cell of Origin Is Predictive of Survival in Patients With DLBCL Who Were Treated With Rituximab
BCL-2 Overexpression Is Not a Prognostic Factor in Patients With DLBCL Who Were Treated With Rituximab We also examined the importance of BCL-2 overexpression in patients with DLBCL who were treated with rituximab. Overexpression of BCL-2 protein was not predictive of OS in patients treated with rituximab (P = .33). In addition, overexpression of BCL-2 protein did not predict for OS in either the GCB (P = .18) or the non-GCB (P = .66) subgroups treated with rituximab (Appendix Figs 2A and 2B, online only). Conversely, addition of rituximab to standard chemotherapy significantly improved the OS of patients with DLBCL in both BCL-2–positive and BCL-2–negative subgroups, respectively (Appendix Figs 3A and 3B, online only).
Given the heterogeneity of DLBCL, reliable and clinically applicable tools are needed to predict prognosis and to optimize patient care. The aim of our study was to determine whether previously recognized prognostic factors, including the classification of DLBCL on the basis of the cell of origin, continue to have prognostic importance in the rituximab era. In accordance with previous retrospective analyses,2-5,27,33,34 our study confirms that the addition of rituximab to standard anthracycline-based chemotherapeutic regimens improves the survival of patients with DLBCL. More importantly, we have demonstrated that the addition of rituximab to standard chemotherapy significantly improved the OS and EFS of patients with both the GCB and non-GCB subtypes. Multivariate analyses confirmed that rituximab was one of the independent prognostic factors for survival in both the GCB and the non-GCB subgroups. Our study also supports the notion that the classification of DLBCL on the basis of the cell of origin continues to be important for predicting the outcome of patients who are treated with rituximab plus standard chemotherapy. Multivariate analyses with the IPI or individual components of the IPI confirmed that the classification of DLBCL on the basis of the cell of origin was an independent prognostic factor for OS in patients who were treated with rituximab. Our findings are in agreement with a recent study, which was just published in abstract form, from the Leukemia and Lymphoma Molecular Profiling Project (LLMPP).35 In that study, gene expression profiling of 156 samples from previously untreated patients with DLBCL was performed by using Affymetrix U133 plus arrays. Addition of rituximab to standard chemotherapy improved the OS for both GCB and ABC DLBCL compared with historical control patients who were treated with CHOP-like chemotherapy alone. After a median follow-up of 2.3 years, rituximab-treated patients with GCB DLBCL also had a more favorable OS than those with ABC DLBCL; 3-year OS rates were 86% and 68%, respectively (P = .014).35 Our findings are, however, different from those reported in a recent study by Nyman et al.27 They found that the additional benefit of rituximab extended only to patients with immunohistochemistry (IHC)-defined non-GCB DLBCL but not to those with GCB DLBCL. In addition, Nyman et al27 did not find a difference in survival between GCB and non-GCB subgroups in the post-rituximab era, which implies that the addition of rituximab eliminates the prognostic significance of the classification of DLBCL on the basis of the cell of origin. Several other studies with similar results, including a recent report from the GELA LNH 98-5 trial, have also been reported in brief abstract form.36-38 The differences between our study and these studies could result from multiple factors. The current IHC algorithm derived by Hans et al17 to assign DLBCL to GCB and non-GCB subgroups is considered imperfect and has a misclassification rate of 19.7% when compared with gene expression profiling data. As Nyman et al27 pointed out in their article, this misclassification could potentially confound the analysis in some studies. In addition, these differences may be secondary to the technical challenges of performing and interpreting immunohistochemical stains, such as differences in laboratory techniques, scoring definitions, and interobserver variation.31 Furthermore, although anthracycline-based regimens were used in these studies, the differences in the proportions of patients treated with various regimens could have contributed to the differences observed. Therefore, a prospective study of patients treated with the same chemotherapeutic regimen is warranted to eliminate these potential confounding variables. BCL-2 is a member of the family of proteins that regulate programmed cell death. Overexpression of BCL-2 protein in B-cell NHL is thought to result in chemotherapy resistance of the lymphoma cells both in vitro and in vivo.20,21,39 As a consequence, BCL-2 protein overexpression generally is associated with poor survival in patients with DLBCL who are treated with standard chemotherapy.18,20-23,39-42 This effect is most evident in non-GCB DLBCL.26 Addition of rituximab to standard chemotherapy, as we show in the current study and in agreement with several previous studies,28-30 eliminates the negative effect of BCL-2 protein overexpression in patients with DLBCL. More specifically, we have shown that rituximab overcame the adverse influence of BCL-2 overexpression on survival in non-GCB DLBCL.
Despite the widespread use of rituximab in the treatment of B-cell NHL, the mechanisms by which rituximab exerts its antilymphoma effect are still not fully understood. Evidence from in vitro studies that used lymphoma cell lines or fresh tumor cells, and from in vivo animal studies, suggest that rituximab acts through three different mechanisms: complement-dependent cytotoxicity,43-51 antibody-dependent cell-mediated cytotoxicity,43,44,52,53 and induction of apoptosis.54-56 Among these, induction of apoptosis may be particularly important for a chemotherapy-sensitization effect of rituximab.54-56 Rituximab appears to induce apoptosis through multiple signaling pathways that inhibit at least two antiapoptotic proteins, namely BCL-2 and BCL-xL.57 Studies of the Adult immunodeficiency virus–related DLBCL cell line 2F7 (Epstein-Barr virus–positive) have shown that rituximab treatment leads to inhibition of p38/MAPK activity, which in turn disrupts an interleukin-10 (IL-10) autocrine loop.58,59 In addition, it has been shown that rituximab can synergize with chemotherapeutic agents, including doxorubicin, in the killing of these cells. This synergism is mediated, at least in part, by downregulation of IL-10.59 The resultant decrease in IL-10 binding to its receptor decreases phosphorylated STAT3 and, hence, decreases the expression of BCL-2 protein.60 In accordance with these findings, our study showed that the addition of rituximab to standard therapy significantly improved the survival of patients with DLBCL who were overexpressing BCL-2 protein. Conversely, we also showed that the addition of rituximab to standard therapy significantly improved the survival of patients with DLBCL who did not overexpress BCL-2 protein. Whether this was caused by the suppression of BCL-xL or by some other mechanisms remains to be investigated. Studies of two Epstein-Barr virus–positive Burkitt lymphoma cell lines (Ramos and Daudi) have shown that the binding of rituximab to CD20 inhibits both the NF- In summary, we have confirmed that rituximab therapy results in a significant survival advantage for patients with DLBCL when added to an anthracycline-based chemotherapeutic regimen. This survival advantage remains when DLBCL patient cases are segregated into GCB or non-GCB subgroups on the basis of the IHC algorithm of Hans et al.17 Our study has also shown that the survival of patients with GCB DLBCL is still superior to that of their non-GCB counterparts in the rituximab era. However, because our study is retrospective, prospective studies with a larger number of patients who are treated with rituximab plus standard chemotherapy are needed to confirm our findings.
Although all authors completed the disclosure declaration, the following author(s) indicated a financial or other interest that is relevant to the subject matter under consideration in this article. Certain relationships marked with a "U" are those for which no compensation was received; those relationships marked with a "C" were compensated. For a detailed description of the disclosure categories, or for more information about ASCO's conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors. Employment or Leadership Position: None Consultant or Advisory Role: Kai Fu, Cephalon (C); Dennis D. Weisenburger, Astellas (C); James O. Armitage, Roche (C), Genentech (C), Biogen Idec (C) Stock Ownership: None Honoraria: James O. Armitage, Roche, Genentech, Biogen Idec Research Funding: Wing C. Chan, Roche; Julie M. Vose, Genentech, Biogen Idec Expert Testimony: None Other Remuneration: None
Conception and design: Kai Fu, Dennis D. Weisenburger, James O. Armitage, Wing C. Chan, Julie M. Vose Financial support: Kai Fu, Dennis D. Weisenburger, James O. Armitage, Julie M. Vose Administrative support: Kai Fu, Dennis D. Weisenburger Provision of study materials or patients: Kai Fu, Dennis D. Weisenburger, Christine P. Hans, Timothy C. Greiner, Philip J. Bierman, R. Gregory Bociek, James O. Armitage, Wing C. Chan, Julie M. Vose Collection and assembly of data: Kai Fu, William W.L. Choi, Kyle D. Perry, Xinlan Shi Data analysis and interpretation: Kai Fu, Dennis D. Weisenburger, William W.L. Choi, Kyle D. Perry, Lynette M. Smith, Xinlan Shi, Christine P. Hans, Timothy C. Greiner, James O. Armitage, Wing C. Chan, Julie M. Vose Manuscript writing: Kai Fu, Dennis D. Weisenburger, William W.L. Choi, Lynette M. Smith Final approval of manuscript: Kai Fu, Dennis D. Weisenburger, William W.L. Choi, Kyle D. Perry, Lynette M. Smith, Xinlan Shi, Christine P. Hans, Timothy C. Greiner, Philip J. Bierman, R. Gregory Bociek, James O. Armitage, Wing C. Chan, Julie M. Vose
published online ahead of print at www.jco.org on July 28, 2008. Supported in part by research Grant (Protocol) No. U3130S (J.M.V.) awarded by Genentech Inc. Presented in part at the 43rd Annual Meeting of the American Society of Clinical Oncology, June 1-5, 2007, Chicago, IL. Authors disclosures of potential conflicts of interest and author contributions are found at the end of this article.
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