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Originally published as JCO Early Release 10.1200/JCO.2008.16.2578 on October 27 2008 © 2008 American Society of Clinical Oncology. Phase III, Double-Blind, Randomized Study Comparing Lapatinib Plus Paclitaxel With Placebo Plus Paclitaxel As First-Line Treatment for Metastatic Breast Cancer
From the "Sandro Pitigliani" Medical Oncology Unit, Prato, Italy; Instituto Nacional de Enfermedades Neoplasicas, Lima, Peru; Allama Iqbal Medical College, Lahore, Pakistan; Riga Eastern University Hospital Latvian Oncology Centre, R Corresponding author: Angelo Di Leo, MD, "Sandro Pitigliani" Medical Oncology Unit, Hospital of Prato, Istituto Toscano Tumori, Prato, Italy 59100; e-mail: adileo{at}usl4.toscana.it
Purpose Lapatinib, a dual tyrosine kinase inhibitor of epidermal growth factor receptor (EGFR/ErbB1) and human epidermal growth factor receptor 2 (HER-2/ErbB2), is effective against HER-2–positive locally advanced or metastatic breast cancer (MBC). This phase III trial evaluated the efficacy of lapatinib in HER-2–negative and HER-2–uncharacterized MBC. Patients and Methods Women with MBC were randomly assigned to first-line therapy with paclitaxel 175 mg/m2 every 3 weeks plus lapatinib 1,500 mg/d or placebo. A preplanned retrospective evaluation of HER-2 status was performed using fluorescence in situ hybridization and immunohistochemistry. The primary end point was time to progression (TTP); secondary end points were objective response rate (ORR), clinical benefit rate (CBR), event-free survival (EFS), and overall survival (OS). Results In the intent-to-treat population (n = 579), there were no significant differences in TTP, EFS, or OS between treatment arms, although differences in ORR and CBR were noted. In 86 HER-2–positive patients (15%), treatment with paclitaxel-lapatinib resulted in statistically significant improvements in TTP, EFS, ORR, and CBR compared with paclitaxel-placebo. No differences between treatment groups were observed for any end point in HER-2–negative patients. The most common adverse events were alopecia, rash, and diarrhea. The incidence of diarrhea and rash was significantly higher in the paclitaxel-lapatinib arm. The rate of cardiac events was low, and no difference was observed between treatment arms. Conclusion Patients with HER-2–negative or HER-2–untested MBC did not benefit from the addition of lapatinib to paclitaxel. However, first-line therapy with paclitaxel-lapatinib significantly improved clinical outcomes in HER-2–positive patients. Prospective evaluation of the efficacy and safety of this combination is ongoing in early and metastatic HER-2–positive breast cancer patients.
Aberrant activation of the human epidermal growth factor receptor (EGFR) family has been implicated in the development of metastatic breast cancer (MBC).1 Lapatinib, an oral, small-molecule dual inhibitor of EGFR (ErbB1) and human epidermal growth factor receptor 2 (HER-2/ErbB2), demonstrated clinical activity in HER-2–positive MBC patients who previously received trastuzumab.2 A 24% response rate was reported when therapy-naive HER-2–positive MBC patients received lapatinib monotherapy.3 In a phase III trial in HER-2–positive MBC patients, lapatinib plus capecitabine was superior regarding time to progression (TTP) versus capecitabine alone.4 This benefit was achieved without serious toxicities or symptomatic cardiac events, leading to the approval of lapatinib plus capecitabine for the treatment of patients with HER-2–positive MBC who were previously exposed to trastuzumab-based therapy. Biologic rationale and clinical evidence exist to support the use of dual EGFR/HER-2–targeted agents in HER-2–positive MBC; there may be also rationale to support the potential activity of these agents in patients with breast tumors lacking HER-2 amplification. EGFR/HER-2 expression in MBC is a poor prognostic factor, and several studies suggest a role for EGFR tyrosine kinase inhibitors in solid tumors, including MBC.5-7 Cross-talk between different HER family receptors is associated with resistance to HER-2–targeted therapy.8,9 This study was designed to compare the efficacy and tolerability of first-line therapy with lapatinib plus paclitaxel versus paclitaxel plus placebo in patients with MBC who were negative or untested for HER-2 overexpression.
Patients Women 18 years old with histologically confirmed stage III or IV breast cancer that was negative (0 or 1+ by immunohistochemistry [IHC] or fluorescence in situ hybridization [FISH] negative) or untested for HER-2 and previously untreated in the metastatic setting were eligible. Because enrollment occurred in countries where routine HER-2 testing was not common practice, it was expected that a proportion of patients would be HER-2 positive. Previous neoadjuvant/adjuvant treatment with anthracyclines and/or taxanes was permitted (cumulative doses of doxorubicin, epirubicin, and mitoxantrone < 360, 720, and 72 mg/m2, respectively), and a disease-free interval of more than 6 months was required between the completion of taxane-based therapy and disease relapse. Patients were required to have an Eastern Cooperative Oncology Group performance status of 1, measurable disease per Response Evaluation Criteria in Solid Tumors or assessable disease, adequate organ function, and a cardiac ejection fraction within institutional normal range. Patients with a history of CNS metastases, uncontrolled angina, arrhythmias, congestive heart failure, or persistent peripheral neuropathy grade 2 were excluded. The institutional review board for each participating institution approved the study protocol. All patients provided written informed consent.
Study Design
Study End Points
Assessment of Adverse Events
HER-2 Centralized Testing
Statistical Analyses Analysis of efficacy was based on investigator evaluation of response/progression according to Response Evaluation Criteria in Solid Tumors. Confirmatory analyses were performed by independent review. The primary end point, TTP, was defined as the time from random assignment until disease progression or death resulting from breast cancer. Median TTP was calculated from cumulative incidence curves to account for competing risks methodology, where non–breast cancer deaths were considered competing risks. EFS was defined as time from random assignment until disease progression or any death. Kaplan-Meier curves were produced for all end points, and median EFS and OS were calculated from these curves. Treatment arms were compared using log-rank tests stratified by stage and site of disease. Estimates of treatment HRs based on log-rank tests and 95% CIs were calculated.
Stratified Fisher's exact tests were used to compare ORR and CBR across treatment arms. Patients with unknown or missing responses were treated as nonresponders. The incidence of AEs was compared across treatment groups for descriptive purposes and to identify possible differences in safety profiles using
Study Population This trial enrolled 580 patients between January 2004 and July 2005 (primarily from Eastern Europe and North and South America); however, one patient withdrew before treatment initiation, resulting in an ITT population of 579 patients (paclitaxel-lapatinib, n = 291; paclitaxel-placebo, n = 288; Fig 1). Patient characteristics for the ITT population were well balanced for all major baseline characteristics (Tables 1 and 2).
Delivered Therapy and Compliance Lapatinib was well tolerated, with the mean delivered dose (1,490 mg/d; range, 1,088 to 1,941 mg/d) at 99% of the intended dose (1,500 mg/d). In addition, mean delivered doses of paclitaxel were similar in both treatment arms (172 mg/m2; range, 82 to 187 mg/m2 every 3 weeks in the paclitaxel-lapatinib arm; and 174 mg/m2; range, 101 to 183 mg/m2 every 3 weeks in the paclitaxel-placebo arm). Lapatinib was reduced to 1,250 mg/d in 18 patients (6%) and 1,000 mg/d in one patient (< 1%) for toxicity management. Paclitaxel was reduced by 20% in 19 patients (6%) and seven patients (2%) in the paclitaxel-lapatinib and paclitaxel-placebo arms, respectively, and was delayed for more than 72 hours in 165 patients (56%) and 142 patients (50%) in the paclitaxel-lapatinib and paclitaxel-placebo arms, respectively. The median duration of lapatinib treatment was 19.9 weeks, and the median duration of paclitaxel treatment was 15.1 and 16.1 weeks in the paclitaxel-lapatinib and paclitaxel-placebo arms, respectively.
Clinical Adverse Events
Six patients (2%) in each treatment group had a decrease in LVEF. Five of six patients in each group experienced an asymptomatic LVEF decrease that met protocol-defined serious AE (SAE) criteria. None of these events required a dose/schedule adjustment or resulted in treatment withdrawal or death. Decreases in LVEF were considered treatment related in three of six patients in the paclitaxel-lapatinib arm and in four of six patients in the paclitaxel-placebo arm. All events occurred more than 28 days after treatment initiation. At least one SAE was reported in 102 patients (35%) in the paclitaxel-lapatinib arm and 63 patients (22%) in the paclitaxel-placebo arm. SAEs included neutropenia, febrile neutropenia, diarrhea, and asymptomatic LVEF decreases; however, only the incidence of diarrhea was significantly different between treatment arms (24 patients [8%] in the paclitaxel-lapatinib arm v two patients [< 1%] in the paclitaxel-placebo arm; P < .0001). There were eight SAE-related deaths (2.7%) in the paclitaxel-lapatinib arm and two deaths (0.6%) in the paclitaxel-placebo arm. The eight fatal SAEs in the paclitaxel-lapatinib arm were a result of septic shock, septic shock and diarrhea (n = 3), cerebrovascular accident, cardiac arrest, heart failure, and pulmonary embolism. Cardiac arrest was a result of an arterial embolism in a patient with grade 4 obesity, hypertension, and hypercholesterolemia; heart failure was a result of suspected pulmonary embolism in a patient with grade 2 hypercholesterolemia. Neither event was considered to be drug related by the investigator. Fatal SAEs in the paclitaxel-placebo arm were a result of cerebrovascular accident and an unknown cause. The incidence of fatal events decreased sharply as the study progressed (Fig 2).
Analysis of Clinical Outcomes in the ITT Population by Treatment Arm TTP. On the basis of investigator evaluation, median TTP was longer in the paclitaxel-lapatinib arm versus the paclitaxel-placebo arm (29 v 22.9 weeks, respectively); however, differences were not significant (HR = 0.87; 95% CI, 0.72 to 1.05; P = .142; Table 4). Similar results were reported in the independent reviewer assessment.
Response and CBR. The ORR (odds ratio = 1.7; 95% CI, 1.1 to 2.4; P = .008) and CBR (OR = 1.5; 95% CI, 1.0 to 2.1; P = .025) were significantly higher in the paclitaxel-lapatinib arm versus the paclitaxel-placebo arm (Table 4). A complete or partial response was observed in 35% of patients on the paclitaxel-lapatinib arm and 25% of patients on the paclitaxel-placebo arm. EFS and OS. No significant differences in EFS and OS were observed. Analysis of OS was performed, although only 268 events (46%) had occurred at data lock in March 2007 (Table 4). Median OS time was higher in the paclitaxel-lapatinib arm versus the paclitaxel-placebo arm (99.1 v 87 weeks, respectively); however, the difference was not statistically significant. Development of symptomatic brain metastases. In an exploratory analysis, 12 patients experienced CNS relapses (seven patients in the paclitaxel-lapatinib arm and five patients in the paclitaxel-placebo arm). The only site of disease relapse was CNS in two of seven patients in the paclitaxel-lapatinib arm and all five patients in the paclitaxel-placebo arm. The mean time to first CNS relapse was 35.3 weeks in the paclitaxel-lapatinib arm and 20.4 weeks in the paclitaxel-placebo arm. Centralized HER-2 analysis. Archival tissue samples (slides or blocks) were collected for 531 (92%) of 579 patients. FISH results were successfully obtained for 420 patients, with 80 (19%) showing HER2 gene amplification. IHC assays were completed for 484 patients (96% of collected samples); 278 (57%) were scored as 0, 101 (21%) were scored as 1+, 37 (8%) were scored as 2+, and 68 (14%) were scored as 3+. There was a strong association between HER2 gene amplification by FISH and HER-2 overexpression by IHC.13 Six patients with IHC 3+, FISH-unknown tumors were included in the HER-2–positive population; five patients with HER-2 FISH-negative and IHC 3+ tumors were not included. Patient characteristics were generally well-balanced between the HER-2–positive and HER-2–negative subsets (Table 2).
Association of HER-2 Status With Responsiveness to Lapatinib HER-2–positive MBC. Eighty-six patients (15%) were defined as HER-2 positive (n = 49, paclitaxel-lapatinib arm; n = 37, paclitaxel-placebo arm). TTP was significantly longer in lapatinib-treated patients versus patients receiving placebo (median, 36.4 v 25.1 weeks, respectively; Table 4; Fig 3), with an unadjusted HR of 0.53 (95% CI, 0.31 to 0.89; P = .005). This suggests a 47% lower risk of progression for patients in the paclitaxel-lapatinib arm versus the paclitaxel-placebo arm. EFS was also significantly longer in the paclitaxel-lapatinib arm versus the paclitaxel-placebo arm (median, 35.1 v 21.9 weeks, respectively; HR = 0.52; 95% CI, 0.31 to 0.86; P = .004; Table 4); in addition, ORR (63.3% v 37.8%, respectively; P = .023) and CBR (69.4% v 40.5%, respectively; P = .011) were significantly higher for patients treated with paclitaxel-lapatinib versus paclitaxel-placebo (Table 4). Median OS was longer in the paclitaxel-lapatinib arm versus the paclitaxel-placebo arm; however, this difference was not statistically significant (Table 4; Fig 4). Survival data in the HER-2–positive population were not mature because only 43% of events had occurred at the time of data lock.
The limited number of CNS relapses reported in this study precludes any definitive conclusions. Only three of 12 CNS relapses occurred in centrally defined HER-2–positive patients; two of these relapses were reported in the paclitaxel-lapatinib arm.
HER-2–Negative MBC
This study demonstrated that the primary activity of lapatinib in breast cancer patients is mediated through HER-2 inhibition. Other than a higher response rate (influenced by the HER-2–positive subset), no clinically relevant antitumor activity was demonstrated when lapatinib was used in the heterogeneous population of patients with advanced breast cancer with locally defined HER-2–negative or HER-2–untested tumors. Conversely, in a preplanned, blinded, subset analysis of patients with centrally defined HER-2–positive tumors, lapatinib plus paclitaxel resulted in a clinically significant 11-week increase in median TTP as well as significant increases in ORR, CBR, and EFS. Although the data are not yet mature and differences did not achieve statistical significance, median OS was longer in patients receiving lapatinib. Therefore, this combination seems to be active as first-line therapy for HER-2–positive breast cancer. In the present study, 80 of the 86 centrally defined HER-2–positive tumors had gene amplification conventionally detected by FISH. The remaining six tumors were defined as HER-2 positive based on an IHC score of 3+, but FISH results were not available. We considered this to be reasonable because of the relatively high probability that HER2 amplification would be present if the FISH assay results had been available. In series where the HER-2 FISH status is known and HER-2 immunostaining is IHC 3+, the vast majority of such tumors (varying from 78% to more than 95%) are HER2 11,14,15 An additional five patients had an IHC score of 3+ but lacked gene amplification by FISH and were considered HER-2 negative. We think this is appropriate based on considerable published data. Frozen tissue samples, as well as breast cancer cell lines, demonstrate a direct relationship between HER2 gene amplification and HER-2 overexpression.16,17 No other mechanism for HER-2 overexpression has been demonstrated. However, a known, but variable, number of false-positive IHC 3+ results are observed when antigen retrieval is used in paraffin-embedded breast cancers with the Dako HercepTest.11,15,18-20 Reanalysis of these same patients by an IHC assay method that does not require antigen retrieval yields an IHC result of less than 3+ in the vast majority of patients, strongly suggesting that the 3+ immunostaining was an artifact related to IHC antigen retrieval methods and not HER-2 protein overexpression.11 Furthermore, FISH more accurately reflects the independent molecular characterization of HER-2 status than does IHC.11,12,21,22 Therefore, all breast cancers lacking HER2 gene amplification by FISH were considered as HER-2 negative in our analysis without regard to the IHC immunostaining status. This trial did not demonstrate a clinically significant effect of EGFR tyrosine kinase targeting after lapatinib administration. Several phase II clinical trials have tested EGFR tyrosine kinase inhibitors in advanced breast cancer patients unselected for EGFR protein overexpression or gene abnormalities, but the results of these trials have been disappointing.23-26 The addition of lapatinib to paclitaxel resulted in increased grade 3 rash (4% v 0% for paclitaxel-placebo) and grade 3 diarrhea (15% v 1% for paclitaxel-placebo). No patients had drug-related cardiac complications that resulted in treatment discontinuation or death. In addition, the rate of LVEF decrease was 2% in each study arm, reinforcing the concept that lapatinib-paclitaxel is not associated with relevant cardiac problems in advanced breast cancer patients. Lapatinib combined with paclitaxel was associated with a 2.7% incidence of fatal AEs (mainly sepsis associated with diarrhea) compared with a 0.6% incidence in the paclitaxel-placebo arm. Most of these fatal events occurred early in the accrual period and decreased sharply with time. Increased experience treating these AEs and the introduction of proactive guidelines for managing lapatinib-related diarrhea during the study likely contributed to the reduced incidence and severity of diarrhea episodes. These guidelines are a useful tool for the clinician because they contribute to a reduction in the incidence and severity of diarrhea.27 Although investigator experience was critical in improving the safety profile, pharmacokinetic (PK) interaction may also explain the occurrence of more pronounced toxicity in the lapatinib-paclitaxel arm. Crown et al27 and Jones et al28 demonstrated a PK interaction between paclitaxel and lapatinib, leading to an increase of approximately 20% in the area under the concentration curve for both drugs. The manner in which this PK interaction affects the toxicity of the paclitaxel-lapatinib combination remains unclear. However, the delivered dose of paclitaxel plus lapatinib was more than 95% of the planned dose, dose reductions were 10% v 5% in the paclitaxel-placebo arm, and AE onset varied widely, suggesting that the PK interaction may not be clinically important.29 Two ongoing trials (EGF105764, phase II; and EGF104535, phase III) testing the combination of lapatinib 1,500 mg/d plus paclitaxel 80 mg/m2/wk have resulted in no diarrhea-related safety concerns in 53 enrolled patients.27 This phase III, randomized, double-blind, placebo-controlled clinical trial did not confirm the hypothesis that lapatinib has activity when added to paclitaxel as first-line treatment for HER-2–negative or HER-2–untested MBC. However, a planned, blinded, centralized evaluation of archival tumor samples demonstrated that lapatinib plus paclitaxel was superior to paclitaxel alone in terms of ORR, CBR, TTP, and EFS in the HER-2–positive subset. These retrospective results in a limited number of patients should be considered as hypothesis generating. Phase II and III studies of lapatinib plus taxanes are ongoing in patients with HER-2–positive MBC.
Although all authors completed the disclosure declaration, the following authors or their immediate family members indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. For a detailed description of the disclosure categories, or for more information about ASCO's conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors. Employment or Leadership Position: Michael C. Arbushites, GlaxoSmithKline (C); Stephanie F. Guerrera, GlaxoSmithKline (C); Maria Koehler, GlaxoSmithKline (C); Cristina Oliva, GlaxoSmithKline (C); Steven H. Stein, GlaxoSmithKline (C); Lisa S. Williams, GlaxoSmithKline (C) Consultant or Advisory Role: Angelo Di Leo, GlaxoSmithKline (C), Roche (C); Richard S. Finn, GlaxoSmithKline (C) Stock Ownership: Michael C. Arbushites, GlaxoSmithKline; Stephanie F. Guerrera, GlaxoSmithKline; Maria Koehler, GlaxoSmithKline; Cristina Oliva, GlaxoSmithKline; Steven H. Stein, GlaxoSmithKline; Lisa S. Williams, GlaxoSmithKline Honoraria: Angelo Di Leo, GlaxoSmithKline, Roche; Richard S. Finn, GlaxoSmithKline; Michael F. Press, GlaxoSmithKline, Genentech Research Funding: Richard S. Finn, GlaxoSmithKline; Michael F. Press, GlaxoSmithKline, Genentech Expert Testimony: None Other Remuneration: None
Conception and design: Michael C. Arbushites, Stephanie F. Guerrera, Maria Koehler, Cristina Oliva, Steven H. Stein Provision of study materials or patients: Angelo Di Leo, Henry L. Gomez, Zeba Aziz, Zanete Zvirbule, Jose Bines Collection and assembly of data: Michael C. Arbushites, Stephanie F. Guerrera, Maria Koehler, Steven H. Stein, Lisa S. Williams, Judy Dering, Richard S. Finn, Michael F. Press Data analysis and interpretation: Angelo Di Leo, Michael C. Arbushites, Stephanie F. Guerrera, Maria Koehler, Cristina Oliva, Steven H. Stein, Lisa S. Williams, Judy Dering, Richard S. Finn, Michael F. Press Manuscript writing: Angelo Di Leo, Michael C. Arbushites, Maria Koehler, Cristina Oliva, Steven H. Stein, Lisa S. Williams, Richard S. Finn, Michael F. Press Final approval of manuscript: Angelo Di Leo, Jose Bines, Michael C. Arbushites, Stephanie F. Guerrera, Maria Koehler, Cristina Oliva, Steven H. Stein, Lisa S. Williams, Judy Dering, Richard S. Finn, Michael F. Press
We thank participating patients, families, and investigators; Ivonne Villalobos, Angela Santiago, Roberta Guzman, Yanling Ma, and Armen Gasparyan (University of Southern California Norris Cancer Center); Perceptive Informatics; Steve Ashton, Louise Downie, and Mary-Jo Penna (GlaxoSmithKline); and ProEd Communications.
published online ahead of print at www.jco.org on October 27, 2008. Supported by GlaxoSmithKline. R.S.F. is a recipient of a National Institutes of Health Loan Repayment Program award. Presented in part at the 43rd Annual Meeting of the American Society of Clinical Oncology, June 1-5, 2007, Chicago, IL. Authors disclosures of potential conflicts of interest and author contributions are found at the end of this article.
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Copyright © 2008 by the American Society of Clinical Oncology, Online ISSN: 1527-7755. Print ISSN: 0732-183X
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